Job Description

AML/KYC Oversight team provides oversight and guidance so that the business delivers Anti-Money Laundering (AML) and Know-Your-Customer (KYC) strategies to assure our product and our customer base are fully compliant with Bank Secrecy Act (BSA), PATRIOT Act and FINRA requirements. AML/KYC Oversight works closely with various groups, such as AML/KYC Operations, CCB and AWM lines of business, and Global Financial Crimes Compliance teams to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. The AML/KYC team is responsible for Anti Money Laundering (AML) strategic initiatives/projects to meet regulatory obligations. This will include conducting research, analysis and providing qualitative/quantitative insights to lead and direct the projects and initiatives to meet our AML/KYC Standards. The AML/KYC Officer controls position requires completing a variety of controls activities to ensure adherence to firmwide policies and standards. Team members are responsible to be knowledgeable of AML/KYC policies and standards, Control and Operational Risk policies, and Issue Management practices to ensure initiatives are within compliance and mitigate the AML/KYC risks to an acceptable level.This role will assist in the AML/KYC/Sanctions integration of First Republic into the Consumer and Community Banking and Private Banking businesses. The individual will work in a dynamic environment and partner with co-workers to deliver a best in class AML program, while having exposure to Managing and Executive Directors in AML/KYC Governance.Job Responsibilities: Ability to build partnerships and a solid network of contacts Ability to work independently under general direction Excellent communications / writing skills with an ability to design management reporting Able to work with various individuals, working towards mutual conclusion Continuous development of improvements & processes from beginning to endRequired Qualifications, Skills and Capabilities: 4+ years of financial service experience in AML/KYC, controls, audit, governance or program support role Knowledge of control and risk management concepts Ability to work well in a high-pressure and dynamic environment Bias for Action and Sense of Urgency Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio) requiredPreferred Qualifications, Skills and Capabilities: Business knowledge - ability to understand the business / knowledge of regulation surrounding business Highly organized and able to manage multiple deliverables in concert with one another Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment Understanding root cause / identifying control breaks. Managing tasks, escalating issues Detailed oriented

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